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securities regulations

См. также в других словарях:

  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • Securities and Exchange Commission — n. A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers. abbrv. SEC The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008. Securities and… …   Law dictionary

  • Securities and Exchange Commission (Nigeria) — Securities and Exchange Commission, Nigeria Formation 1979 Purpose/focus Regulate the capital market Official languages English …   Wikipedia

  • Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

  • Securities research — An example of a bond. Securities analysts may carry out research on bonds, stocks and any other type of security. Securities research is a discipline within the financial services industry. Securities research professionals are known most… …   Wikipedia

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

  • Securities and Exchange Board of India — Infobox generic name = Securities and Exchange Board of India sub0 = Securities Market Regulatory Body in India | img1 = SEBI Bhavan.jpg width1 = 300px cap1 = SEBI Bhavan, Mumbai Headquarters of SEBI| hdr1 = Organization Details lbl1 =… …   Wikipedia

  • Securities and Exchange Commission (Poland) — The Polish Securities and Exchange Commission, pl. Komisja Papierów Wartościowych i Giełd, (KPWiG) is responsible for supervising compliance with regulations governing honest trade and competition in the public turnover of listed securities and… …   Wikipedia

  • Securities And Exchange Board Of India - SEBI — The regulatory body for the investment market in India. The purpose of this board is to maintain stable and efficient markets by creating and enforcing regulations in the marketplace. The Securities and Exchange Board of India is similar to the U …   Investment dictionary

  • Securities Industry Association — The Security Industry Association (SIA) is a nonprofit international trade association representing electronic and physical security product manufacturers, specifiers, and service providers. SIA provides education, research, technical standards… …   Wikipedia

  • Regulations — Rules specifying the appropriate behavior of agencies, organizations or individuals in the securities industry. Bloomberg Financial Dictionary …   Financial and business terms

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